Connecting Foreign Broker Dealers to theUS Capital Markets
Through SEC Rule 15a-6 of the Securities Exchange Act of 1934.
Your Gateway to US Institutional Investors
Avior Capital Markets US LLC (“Avior”) is a registered US Broker-Dealer and registered Investment Adviser.
Avior offers Chaperoning services pursuant to Rule 15a-6 of the US Securities Exchange Act of 1934, to non-US Foreign Brokers and Dealers (FBDs) via the distribution of Research Reports and the facilitation of securities transactions with US Institutional Investors.
Rule 15a-6 is considered as a great success in enabling FBDs, particularly those with chaperoning arrangements, to access US Investors.
Avior offers a comprehensive list of services that fall under our following 6 pillars that drive the cycle of success.
Compliance
US securities laws apply to Foreign Broker-Dealers doing business in the United States. Avior can partner with you via a chaperoning arrangement to enable you comply with US regulations.
Research and Trading
An FBD operating under a 15a-6 chaperoning Agreement can solicit and effect transactions in "foreign securities" through the distribution of research and have direct contacts with US institutional investors and major US institutional investors through a US Registered Broker-Dealer intermediary.
Operations
Avior understands the US market and have the technology, staff, and relationships in place to monetize your efforts.
Client Network
Avior already has established US relationships and we will help you build meaningful relationships for growing and regular business.
Technology
Avior has spent time to develop proprietary software systems to facilitate the distribution of research as well as managing customer relationships.
Marketing Sales
Our services extend to identifying, targeting, and marketing to US Institutions with our dedicated sales personnel based in the US.
Let us expand your Service Offering
Through Proprietary Technology that Avior has developed over the years and our MIFID Compliant Processes, we offer: